NBFI LicensingNBFIRA CIU licensing
Compliance Audits
Act as appointed Compliance Officer in terms of ACT
Assist / Advice Compliance department as an independent consultant (adhoc, scheduled, temporarily)
Review systems and work carried out to ensure alignment with regulation and company policies and procedures
BCM and BCP review and set-up
AML & CTF training
Conflicts of Interest training
General compliance training and development of ethical culture
Legislation update and sharing